• Home
  • Consensus
    • Product Overview
      • Reporting Solutions
      • Features
      • Technology Advantage
      • Request A Demo
    • Industry Expertise
      • Best Practices
      • Implementation Process
  • Shuttle
    • Automated Transaction Reporting
      • Coverage
      • MiFID II
      • EMIR
      • Request A Demo
  • Signal
    • Product Overview
      • Features
      • Coverage
      • Request A Demo
  • Vault
    • Product Overview
      • Features
      • Business Solutions
    • Implementation Process
  • Regulatory
    • Regulatory News
    • AIFMD
      • AIFMD News
    • Form PF
      • PF News
    • CPO PQR
      • CPO PQR News
    • Open Protocol - (OPERA)
      • Open Protocol News
    • Form 13F
      • 13F News
  • Company
    • About
    • Careers
  • Contact
  • Newsletter
Advise Technologies
Request a Demo
  • Home
  • Consensus
    • Product Overview »
      • Reporting Solutions
      • Features
      • Technology Advantage
      • Request A Demo
    • Industry Expertise »
      • Best Practices
      • Implementation Process
  • Shuttle
    • Automated Transaction Reporting »
      • Coverage
      • MiFID II
      • EMIR
      • Request A Demo
  • Signal
    • Product Overview »
      • Features
      • Coverage
      • Request A Demo
  • Vault
    • Product Overview »
      • Features
      • Business Solutions
    • Implementation Process
  • Regulatory
    • Regulatory News
    • AIFMD »
      • Important Links
      • Regulatory News
    • Form PF »
      • Important Links
      • Regulatory News
    • CPO PQR »
      • Important Links
      • Regulatory News
    • Open Protocol - (OPERA) »
      • Important Links
      • Regulatory News
    • Form 13F »
      • Important Links
      • Regulatory News
  • Company
    • About
    • Careers
  • Contact
  • Newsletter

PF News

: Regulatory Form PF PF News

Important Links

Form PF Resources

  • Form PF Frequently Asked Questions (SEC.gov)
  • PDF of Paper version of Form PF - with instruction pages (SEC.goc)
  • PFRD User Support (IARD.com)
  • IARD Availability Schedule (IARD.com)
  • Technical materials package for Form PF (IARD.com)
  • Email address for FINRA PFRD Support - include firm name and CRD number (PFRDSupport@finra.org)
  • Email address for SEC Form PF Support (FormPF@sec.gov)
  • Login to FINRA Web CRD - Firm Gateway (FINRA.org)
  • Link to sign up for a PFRD test environment login (Surveymonkey.com)
  • Login for test environment instance of CRD (FINRA.org)
  • 29th May

    2015 Q1 Form PF Deadline

    /Friday, May 29, 2015/PF

    We'd like to remind quarterly hedge fund Form PF filers that the reporting deadline for Q1 submissions has been moved to Monday, 1 June 2015 due to the weekend: SEC Guidance on weekend deadlines ...

    Read More
  • 12th Feb

    10 New or Updated Form PF FAQs

    /Wednesday, February 12, 2014/Form PF,Form PF FAQ's

    The SEC added or updated 10 FAQs for Form PF today. See the list of questions below or click the link to see the full set of Form PF FAQ questions and answers from the SEC.

    http://www.sec.gov/divisions/investment/pfrd/pfrdfaq.shtml ...

    Read More
  • 9th Oct

    PFRD availability for Q3 Form PF filing

    /Wednesday, October 9, 2013/Form PF,PFRD,Reporting Deadlines

    PFRD availability for Q3 Form PF filing

    Filing Deadline – November 29 2013

    The schedule for filing your third quarter Form PF has been released by IARD: direct link:http://www.iard.com/availability.asp ...

    Read More
  • 23rd Aug

    Inside Reference Data: Advent, Advise Collaborate to Automate Form PF, Form CPO-PQR Reporting

    /Friday, August 23, 2013/CPOPQR,Form PF

    Read the full article By Nicholas Hamilton
    Inside Reference Data< ...

    Read More
  • 8th Aug

    New Form PF FAQs

    /Thursday, August 8, 2013/Form PF,Form PF FAQ's

    Aug 8, 2013. The SEC has come out with new FAQs for Form PF, several of which are questions we previously submitted. A few highlights are below. A list of all SEC FAQ’s can be found on the SEC website here:http://www.sec.gov/divisions/investment/pfrd/pfrdfaq.shtml ...

    Read More
  • 25th Jul

    SEC Annual Staff Report on Use of Form PF Data

    /Thursday, July 25, 2013/Form PF

    SEC Annual Staff Report on Use of Form PF Data

    U.S. Securities and Exchange Commission Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports

    http://www.sec.gov/news/studies/2013/im-annualreport-072513.pdf ...

    Read More
  • 8th Jul

    Compliance Technology Now A Necessity For Hedge Funds

    /Monday, July 8, 2013/CPOPQR,AIFMD,Form PF

    See what the experts are saying about compliance technology:

    http://www.forbes.com/sites/judygross/2013/07/08/compliance-technology-now-a-necessity-for-hedge-funds/ ...

    Read More
  • 23rd May

    TABB Forum: Cutting the Red Tape in Regulatory Reporting

    /Thursday, May 23, 2013/CPOPQR,Form PF

    TABB Forum: Cutting the Red Tape in Regulatory Reporting

    http://tabbforum.com/videos/cutting-the-red-tape-in-regulatory-reporting ...

    Read More
  • 21th May

    Advise Technologies Launches New Integration Services

    /Tuesday, May 21, 2013/CPOPQR,Form PF,Consensus RMS,Advise News

    Automation Streamlines the Process for Form PF, CPO-PQR NEW YORK, NY–(Marketwired – May 21, 2013) – Advise Technologies, LLC, a software solutions provider for global regulatory and investor reporting, announced today that it has launched a new consulting and inte ...

    Read More
  • 19th May

    Form PF Forces the Data Management Issue – FTF News

    /Sunday, May 19, 2013/Form PF,Published Article

    Form PF Forces the Data Management Issue – FTF News

    Read about the challenges of managing data and the impact of Form PF in this excerpt from FTF News Magazine Summer/Fall 2013 Issue

    Form PF Forces the Data Management Issue – FTF News Summer.Fall 2013 Issue ...

    Read More
  • 3rd May

    Form PF FAQ 24.2 & Historic Daily Delta Values

    /Friday, May 3, 2013/Form PF

    Historical daily deltas available to help answer Q24 (b), (c) “trade volume” May 3, 2012. The March FAQs from the SEC included an instruction to use delta adjusted option values for determining trade volume. A number of firms are findin ...

    Read More
  • 26th Apr

    New Form PF FAQs

    /Friday, April 26, 2013/Form PF,Form PF FAQ's

    Apr 26, 2013. The SEC released 3 additional FAQs for Form PF: FAQ A.6 – If you advise a private fund but do not provide “continuous and regular supervisory or management services” in accordance with Instruction 5.b.(3) of Form ADV Part 1A, the SEC ...

    Read More
  • 15th Mar

    Form PF: e-Filing Checklist

    /Friday, March 15, 2013/Form PF,Advise News

    Mar 15, 2013. Just over 6 weeks remain until the next Form PF filing, affecting private equity and other annual filers. Don’t forget the following 5 important steps to be able to e-file Form PF. 1.) Check your Form ADV is up to date
    2.) Complete the Web-Servi ...

    Read More
  • 8th Mar

    New Form PF FAQ’s from the SEC

    /Friday, March 8, 2013/Form PF,Form PF FAQ's

    Mar 8, 2013. The SEC released 14 additional FAQs for Form PF, which can be found in full on their website:http://www.sec.gov/divisions/investment/pfrd/pfrdfaq.shtml ...

    Read More
  • 21th Feb

    Form PF: Filing Can Be Tricky

    /Thursday, February 21, 2013/Form PF

    A discussion of the upcoming Form PF filing deadline on March 1st for large hedge funds. See the full article by Crystal Rodolphe here:
    http://www.advancedtrading.com/regulations/form-pf-filing-can-be-tricky/240148787 ...

    Read More
  • 30th Jan

    Tips for Filing Form PF – Tabb Forum

    /Wednesday, January 30, 2013/Form PF

    Jan 30, 2013. Jeanette Turner of Advise Technologies shares the lessons learned from the first batch of form PF filers with TABB’s Miranda Mizen.

    http://www.tabbforum.com/videos/tips-for-filing-form-pf ...

    Read More
  • 5th Sep

    Majority of Hedge Funds Successfully Complete First Form PF Filing With Advise Technologies

    /Wednesday, September 5, 2012/Form PF,Consensus RMS,Advise News

    NEW YORK, NY–(Sep 6, 2012) – Advise Technologies LLC, a software solutions provider for global regulatory compliance, today announced that the majority of hedge funds, representing over $900 billion in combined private fund regulatory assets under management (RAUM), succe ...

    Read More
  • 17th Apr

    Paladyne Teams up with Advise Technologies to Offer Form PF

    /Tuesday, April 17, 2012/Form PF,Consensus RMS,Advise News

    Paladyne Teams up with Advise Technologies to Offer Form PF Reporting Service to the Hedge Fund Industry LAKE SUCCESS, N.Y., April 17, 2012 – With the first SEC deadline for private fund (Form PF) reporting currently less than a few months away for many large hedg ...

    Read More

By Date

  • April 2018
  • March 2018
  • February 2018
  • January 2018
  • December 2017
  • November 2017
  • October 2017
  • Archives

Recent Posts

  • Advise honored at 2018 HFM US Hedge Fund Technology Awards

    Thursday, February 15, 2018

  • Tech Transforms Compliance Role in 2017

    Friday, January 5, 2018

  • Webinar: Countdown to Form N-PORT Compliance

    Thursday, January 4, 2018

Contact

Support:
support@AdviseTechnologies.com

US +1 (212) 576 1170

UK +44 (0)20 7043 4448

IE +353 1 903 8586

NL +31 (0)20 808 5915

FR +33 (0)1 82 88 89 01

Information:
info@AdviseTechnologies.com

Recent Posts

  • Advise honored at 2018 HFM US Hedge Fund Technology Awards 2/15/2018
  • Tech Transforms Compliance Role in 2017 1/5/2018
  • Webinar: Countdown to Form N-PORT Compliance 1/4/2018

Receive the latest regulatory news and updates from Advise Technologies.

Sign Up for our Newsletter
Copyright ©2018, Advise Technologies | A CSS Company